Not only is performing a Risk Assessment best practice to help you manage the risk to your organization, it is part of being compliant with the HIPAA/HITECH regulations, and as a provider practice implementing a qualifying Electronic Health Record (EHR), it is one of the core measures to meet the Meaningful Use requirements.
If you are a Provider Practice, a Business Associate or implementing a qualifying EMR , you know that a Risk Assessment is required implementation specification under the Security Management Process Standard of the Administrative Safeguards portion of the HIPAA Security Rule as per Section 164.308(a)(1). The question is, if someone walked into your office and asked to see written evidence of a risk assessment, would you be able to provide it? When was it performed? Is it relatively current? If you can’t show a relatively current written document showing that each area of risk within the HIPAA regulations has been addressed and analyzed, then you don’t meet the test of HIPAA compliance. The same goes for meeting the core measure of Meaningful Use criteria.
It is about more than just meeting the regulatory requirements of HIPAA and Meaningful Use, protecting the security of your patient’s information is an essential component of delivering quality care and service. Many of the breaches listed on the Office of Civil Rights (OCR) breach notification website may have been eliminated through an understanding of the risks and the implementation of the proper controls.
At a minimum the HIPAA Security Risk Assessment should:
- Identify where e-PHI is created, received, maintained, processed or transmitted.
- Document realistic threats and identify vulnerabilities
- Assess current security controls that safeguard e-PHI (technical, physical and administrative)
- Review the likelihood and impact of a threat exercising a vulnerability to determine the level of risk
- Recommend additional security controls to address deficiencies
The results of the Risk Assessment should provide a road map and guide you in your remediation efforts. By understanding where the data is and the security control deficiencies present, you can apply effort and budget to the areas of most risk, improving security against changing and ever-increasing threats.
A comprehensive guide for the Risk Assessment process is published in Appendix E of the NIST guide for implementing the HIPAA Security Rule—see NIST 800-66.
Need help in achieving overall compliance with HIPAA/HITECH or meeting the HIPAA compliance requirements of the Meaningful Use rules? Contact Assurity River Group.
Chris Cathers
Assurity River Group
